Chicago Fed laments ‘out-of-control’ algorithms
September 18, 2012
Regulators must impose new restrictions on high-speed trading firms to limit “out-of-control” mathematical algorithms after a number of technology related snafus have focused attention on the area and... Read More
from MarketWatch
NYSE Euronext faces first-ever SEC fine
September 14, 2012
NYSE Euronext is going to pay its first-ever Securities and Exchange Commission fine over allegations the Big Board gave preferential data to some clients. Read More
from MarketWatch
NYSE Paying $5 Million Fine to Settle Charges on Data
September 14, 2012
DailyFinance.com : By MARCY GORDON, AP Business Writer WASHINGTON (AP) - The New York Stock Exchange is paying $5 million to settle federal civil charges that it gave some customers an unfair head... Read More
from DailyFinance.com
SEC probes some Wall Street trades after 2008 meet with Henry Paulson: WSJ
September 14, 2012
(Reuters) - The U.S. Securities and Exchange Commission (SEC) is probing possible insider trading activities by Wall Street professionals who were present in a private meeting with the then Treasury... Read More
category
businessNews
Stock ratings aren’t much better than hot tips
September 09, 2012
A hot stock tip can be a bum steer as easily as it can be a big winner, but most investors would say that a solid “investment ranking” should never lead them astray. Except few people understand what... Read More
from MarketWatch
Facebook says Zuckerberg will not sell stock
September 04, 2012
Facebook says Chief Executive Mark Zuckerberg and two directors pledge not to sell shares after a lockup period expires. Read More
from MarketWatch
SEC’s Proposed Rule on General Solicitation Reads, “Sorry…Please Hold… It’s Too Complicated for Us”
August 31, 2012
Editor's note: Jason Best and Sherwood Neiss led the U.S. fight to legalize debt and equity based crowdfunding, co-authored Crowdfund Investing for Dummies and founded Crowdfund Capital Advisors where... Read More
from TechCrunch
Facebook hits new low as targets slashed
August 31, 2012
Analysts see massive share lockups and a possibly weakening advertising business hurting Facebook, leading them to slash their price targets. Read More
from MarketWatch
How to dodge market touts and traps
August 30, 2012
People pumping shady stocks succeed in a world where it should be pretty easy to avoid scams and schemes, writes Chuck Jaffe. Here’s how to avoid the touts and traps. Read More
from MarketWatch
SEC’s Schapiro cancels vote on money-fund curbs
August 23, 2012
Highly anticipated vote on rules for the money-market-fund business called off after chairwoman loses swing vote she needed to push through rules. Read More
from MarketWatch
What to Do When Every Market Is Ponzi Scheme
August 23, 2012
LIBOR, Bernie Madoff, MF Global, Peregrine Financial, zero-percent interest rates, the Social Security and Medicare entitlement funds, many state and municipal pension funds, mark-to-model asset... Read More
category
Global Markets
,
Stocks
from Money Morning
The (Welcome) Death of a Stock Salesman
August 21, 2012
DailyFinance.com : It's the end of an era... or at least of a notable decade. Earlier this month, penny-stock promoter Wall Street News Alert announced it is winding down after a decade-long run. In a... Read More
from DailyFinance.com
Bad call: SEC throws out Eddie Murray
August 17, 2012
The SEC looks petty by going after small-time operators when it doesn’t have a single substantial conviction or case stemming from the financial crisis on Wall Street. Read More
from MarketWatch
What the Facebook skeptics know
August 17, 2012
Facebook has now lost nearly half its IPO value, in part on worries about massive share lockup agreements. John Shinal writes that investors are wise to pay attention to the lockups — and to the... Read More
from MarketWatch
Facebook, Zynga and Groupon unlock pain
August 17, 2012
Once-hot social media prospects Facebook, Zynga and Groupon have taken big losses since their IPOs, in part because of the expiration of big share lock-ups. Analysts say this may hurt future debuts. Read More
from MarketWatch
Yahoo leads techs down; RIM speculation grows
August 10, 2012
Investors give thumbs-down as Yahoo floats possibility that it might not return all its Alibaba cash. RIM jumps as IBM enters deal rumor mill. Read More
from MarketWatch
Zynga loses COO as challenges deepen
August 08, 2012
One of the company’s highest-paid executives leaves following a reshuffle. John Schappert was hired away from Electronic Arts last year. Read More
from MarketWatch
Schapiro: SEC probing Knight Capital problems
August 03, 2012
U.S. Securities and Exchange Commission Chairman Mary Schapiro said that the erroneous trades leading to a $440 million loss at Knight Capital Group Inc. are “unacceptable” and the SEC is investigating... Read More
from MarketWatch
Senvest Capital Inc. annonce ses résultats pour le deuxieme trimestre terminé le 30 juin 2012
July 31, 2012
from Marketwired
Clean Energy Stock News: Clean Wind Energy Tower, Inc. (OTCBB:CWET) Letter to Shareholders
July 31, 2012
10 years on, Sarbanes-Oxley revisited on Hill
July 26, 2012
Ten years after Congress passed the post-Enron Sarbanes-Oxley Act of 2002, lawmakers squabble over whether a key provision has hurt job creation and driven IPOs abroad, or helped to restore trust to... Read More
from MarketWatch
Wind Energy Stock News: Clean Wind Energy (OTCBB:CWET) Receives Efficient Energy Conversion Devices & Methods Patent
July 23, 2012
From Rogues to Riches: How ETFs Are Lining Wall Street's Pockets – While Picking Yours
July 20, 2012
Maybe you didn't know that the rogue trader at UBS AG (NYSE: UBS) who lost $2.3 billion last year was trading exchange-traded funds (ETFs)... or that Jerome Kerviel, another rogue trader at Societe... Read More
category
Investor Reports
from Money Morning
STEC CEO Moshayedi Charged With Insider Trading
July 19, 2012
The Securities & Exchange Commission this afternoon announced that it has charged solid-state drive maker Stec (STEC) CEO Manouchehr Moshayedi with violating insider trading rules in conjunction with a... Read More
from Tech Trader Daily
How to Buy Penny Stocks
July 12, 2012
Of all the investment vehicles out there, few offer greater potential than penny stocks. Yet penny stocks are not for the faint of heart. That's why a clear understanding of how to buy penny stocks is... Read More
from Money Morning
Yahoo meeting passes with no CEO news
July 12, 2012
Yahoo does not name a permanent CEO, but interim leader Levinsohn touts Web portal’s potential, even as the company discloses the theft of 400,000 passwords. Read More
from MarketWatch
SEC approves high-frequency trade audits
July 11, 2012
The Securities and Exchange Commission on Wednesday narrowly approved a rule designed to give exchanges more information about high-frequency trades. Read More
from MarketWatch
SEC Requires Uniform System for US Stock Exchanges
July 11, 2012
DailyFinance.com : WASHINGTON (AP) - U.S. stock exchanges and markets must establish a uniform system for tracking all orders and trades under a rule approved Wednesday. The Securities and Exchange... Read More
from DailyFinance.com
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